Overview
• Products & services designed to address the wealth management issues facing high-net worth clients
• Provides strategic resources to advisors and their clients for:
- Concentrated stock exposure management
- Portfolio tax & risk management
- Yield enhancement strategies
- Charitable giving strategies
Option Overlay Strategies
Overlay strategies can help clients customize their risk and return profiles through the use of disciplined options strategies including call writing and hedging of concentrated stock positions, actively managed portfolios and ETFs. Our strategies have clearly defined investment goals, efficient modeling, institutional execution and risk management.
Products
• Covered call-writing program designed to increase yield and reduce volatility on concentrated equity holdings
• Call-writing program designed to increase yield and reduce volatility on actively managed portfolios
• Professionally managed hedging program designed to reduce downside risk on actively managed portfolios
Structured Equity Portfolios
Seeking consistent performance and diversification of index-based investing with active tax management and customization.
• An index-based account with tax management
• A custom separate account providing “core” exposure
• A natural complement to active “satellites”
• A useful tool in dealing with private client issues like social restrictions, low basis stocks and charitable gifting strategies
Products
• Tax-Managed Core (Fact Sheet)
• Structured Emerging Markets
• Enhanced Income (Fact Sheet)
Charitable Giving Strategies
This image indicates content designed specifically for Financial Advisors / Investment Professionals. This material is not to be used with the public.